Seismic Velocity Changes as Stress and Strain Meters: A Unified Framework for Environmental, Tectonic, and Volcanic Monitoring
Abstract
Ambient-noise monitoring of relative seismic velocity changes (\(\delta v/v\)) probes the subsurface mechanical state across environmental, tectonic, and volcanic settings, but interpretation remains fragmented — thermoelastic, hydrological, poroelastic, and tectonic models are applied in isolation. Here we develop a unified framework that treats \(\delta v/v\) simultaneously as a stress meter and a strain meter — grounded in nonlinear (third-order) elasticity, poroelastic theory, and the induced-stress formulation of Tromp and Trampert (2018) — and show that the dominant fracture fabric selects which strain component \(\delta v/v\) tracks. A bridge relation links the laboratory acoustoelastic parameter \(\beta\) to the seismological pressure derivative \(\mu'\), unifying the stress and strain pictures under isotropic loading and diverging diagnostically under deviatoric loading. Using only published \(\delta v/v\), velocity, and geodetic data, we illustrate the framework at three contrasting sites: at Parkfield (strike-slip) the isotropic relation \(\delta v/v = \beta\epsilon_{kk}\) fails — velocity tracks contractional axial strain, not dilatation — giving ~12 kPa/yr at ~0.8 km depth in fractured granite; at Cascadia (subduction) it succeeds, giving 0.58 kPa/yr in marine sediments from a borehole-calibrated \(\beta\); and at Kīlauea (caldera collapse) ring fractures make \(\delta v/v\) track radial strain, recovering a reservoir-stress change within a factor of two of geodesy. Because \(\delta v/v\) is both frequency- and lapse-time-dependent, combining multi-frequency \(\delta v/v\) with GNSS/InSAR strain could enable depth-resolved stress and strain imaging, given appropriate kernels and constraints. We map the framework’s validity ranges and propose a reproducible coda-window workflow toward this goal.
Keywords: ambient noise monitoring, seismic velocity changes, nonlinear elasticity, thermoelastic stress, poroelasticity, capillary effects, rheology, GNSS, InSAR
Key Points
- A unified nonlinear-elastic framework treats ambient-noise velocity change \(\delta v/v\) as simultaneously a stress meter and a strain meter.
- The dominant fracture fabric sets which strain component \(\delta v/v\) tracks, predicting when the scalar isotropic relation succeeds or fails.
- Applied to Parkfield, Cascadia, and Kīlauea, the framework recovers stress at depth consistent with geodetic and borehole constraints.
1. Introduction
1.1 The Promise of Ambient Noise Monitoring
The continuous monitoring of relative seismic velocity changes (\(\delta v/v\)) using ambient seismic noise has transformed our ability to observe the evolving mechanical state of the Earth’s crust. Since Sens-Schönfelder and Wegler (2006) first detected seasonal velocity changes at Mt. Merapi correlated with groundwater fluctuations, the technique has been applied across a remarkable breadth of settings: active faults (Brenguier et al., 2008a; Taira et al., 2015; Okubo et al., 2024), volcanoes (Brenguier et al., 2008b; Hotovec-Ellis et al., 2022), groundwater systems (Clements and Denolle, 2018, 2023; Mao et al., 2022), urban basins (Ermert et al., 2023), glaciated regions (Donaldson et al., 2019), arid deserts (Richter et al., 2014), and agricultural soils (Shi et al., 2026).
The physical basis is that coda waves — scattered waves arriving after ballistic arrivals — are exquisitely sensitive to small perturbations in the medium (Lobkis and Weaver, 2003; Snieder et al., 2002). Ambient noise cross-correlation (Nakata et al., 2019) removes the dependence on earthquake sources, enabling continuous monitoring from seconds to decades. The quantity \(\delta v/v\) provides a relative measure of the volume-averaged perturbation in seismic velocity, with depth sensitivity controlled by the frequency content of the measurement (Obermann et al., 2014).
1.2 The Interpretation Challenge
The observed \(\delta v/v\) time series at any station is a superposition of signals from thermoelastic stresses (Richter et al., 2014; Lecocq et al., 2017), hydrological effects including pore-pressure changes (Clements and Denolle, 2018, 2023; Fokker et al., 2021), surface loading from water, ice, and snow (Tsai, 2011; Donaldson et al., 2019), capillary effects in partially saturated media (Shi et al., 2026), coseismic damage and post-seismic healing (Wegler and Sens-Schönfelder, 2007; Brenguier et al., 2008a), and tectonic strain accumulation (Okubo et al., 2024).
The 20-year \(\delta v/v\) record at Parkfield, California (Okubo et al., 2024) exemplifies the challenge: the time series contains seasonal oscillations from environmental effects, coseismic drops from the 2003 San Simeon and 2004 Parkfield earthquakes, logarithmic post-seismic healing, and a statistically significant long-term increase correlating with inter-seismic tectonic strain. In Oklahoma, Zhang et al. (2023) showed that multi-year hydrological effects dominate the overall \(\delta v/v\), while annual thermoelastic strains dominate the seasonal cycle. In Greece, Delouche et al. (2023) identified hydrological cycling as the primary driver of seasonal \(\delta v/v\) at depth, ruling out thermoelastic strain based on the frequency dependence of the signal. These examples set the stakes: unless the competing contributions can be separated and converted to physical units, \(\delta v/v\) cannot fulfill its promise as a quantitative, hazard-relevant stress and strain meter — it remains a qualitative indicator.
1.3 What Has Been Missing
Several gaps persist:
Fragmented theory. The thermoelastic model (Berger, 1975; Richter et al., 2014), poroelastic model (Roeloffs, 1988; Clements and Denolle, 2023), and induced-stress framework (Tromp and Trampert, 2018) have been developed independently. A unified treatment through nonlinear elasticity is lacking.
Systematic sensitivity analysis. While individual studies fit models to specific datasets, a comprehensive parameter-space exploration has not been presented.
Partially saturated media. Most models assume fully saturated or fully drained conditions, yet Shi et al. (2026) showed that dynamic capillary effects in partially saturated soils produce distinct hysteretic \(\delta v/v\) signatures not captured by existing frameworks.
Anisotropy. Most interpretations assume isotropic media, yet the Parkfield observations (Okubo et al., 2024) and the Tromp and Trampert (2018) theory show that deviatoric stress creates directionally dependent velocity changes.
Depth-resolved inversion. The frequency and lapse-time dependence of \(\delta v/v\) — with different frequencies and coda windows sampling different wave types and depths — represents an underexploited opportunity for 3-D stress/strain imaging when combined with geodetic data.
Processing reproducibility. There is little field-wide consensus on frequency bands, substack length, and the start and end of the coda window. These choices are often treated as processing details even though they change the sensitivity kernel and therefore the physical interpretation.
Rheological inversion. A systematic framework for jointly inverting \(\delta v/v\) and geodetic strain for subsurface rheology has not been formulated.
1.4 Scope and Contribution
This paper addresses these gaps with a single contribution: a unified, nonlinear-elastic framework that treats \(\delta v/v\) as both a stress meter and a strain meter, in which the dominant fracture fabric determines which strain component the velocity change tracks — and therefore when the scalar relation \(\delta v/v = \beta\epsilon_{kk}\) applies and when the deviatoric formulation is required. Figure 1 summarizes the workflow, from forcing and sensitivity kernels to mechanism diagnosis and the future codameter implementation package. We present the theory (Section 2), quantitative scenario models for thermoelastic (Section 3), hydrological including partially saturated (Section 4), nonlinear elastic (Section 5), and anisotropic (Section 6) effects. We then develop the rheological inversion framework with emphasis on depth-resolved imaging and reproducible coda-window selection (Section 7), map validity ranges (Section 8), apply the framework quantitatively to three contrasting sites — Parkfield (strike-slip), Cascadia (subduction), and Kīlauea (volcanic) — predicting stress at depth from published \(\delta v/v\) measurements (Section 9), and discuss implications (Section 10).
Figure 1. Unified workflow for interpreting ambient-noise velocity changes. The workflow connects external forcing (temperature, hydrology, surface loading, tectonics, and magmatic pressure) to stress and strain perturbations, material sensitivity parameters (\(\beta\), \(\mu'\), crack fabric, saturation state, and rheology), frequency-dependent \(\delta v/v(f,t)\), and the diagnostic steps targeted for implementation in codameter.
Figures 1, 2, 4, 5, and 6 are schematic/illustrative, using synthetic \(\delta v/v\) with physically realistic shapes to convey the framework’s structure and diagnostics. Figures 3 and 7 and Table 2 report the quantitative three-site results derived from published measurements (§9); all numerical inputs are traced to their sources in docs/site_analyses/provenance_tables.md.
2. Unified Theoretical Framework: \(\delta v/v\) as Both Stress and Strain Meter
2.0 Notation: What Does \(\delta v/v\) Measure?
The quantity \(\delta v/v\) (equivalently written \(dv/v\) in much of the literature) is the relative velocity change measured from coda-wave interferometry (CWI) via the relation \(\delta t/t = -\delta v/v\) (Poupinet et al., 1984; Clarke et al., 2011; Snieder et al., 2002). A critical question is: what velocity does \(\delta v/v\) represent?
Snieder (2002) showed that in a multiply scattering elastic medium, P-to-S mode conversions drive the wavefield toward equipartition, where the energy ratio \(E_S/E_P = 2(V_P/V_S)^3\). For a Poisson solid (\(V_P/V_S = \sqrt{3}\)), S-waves carry ~90% of the scattered energy. Consequently, the CWI measurement is dominated by changes in S-wave velocity: \(\delta v/v \approx \delta V_S/V_S\). Singh et al. (2019) generalized this, showing that the CWI velocity change varies along the coda as a weighted sum \([\delta V/V]_{\text{CWI}} = q(t,\gamma)\,\delta V_S/V_S + [1-q(t,\gamma)]\,\delta V_P/V_P\), where the S-wave weight \(q \to 1\) at late coda times.
When surface waves dominate the ambient noise cross-correlations — as is typical at periods > 1 s — the measured \(\delta v/v\) corresponds to a phase-velocity change \(\delta c/c\) (Ermert et al., 2023; Fokker et al., 2021). This relates to the depth profile of \(\delta V_S / V_S\) through the sensitivity kernel (Fokker et al., 2021, their Eq. 13):
\[\frac{\delta v}{v}(f, t) \approx \frac{\delta c}{c}(f, t) = \frac{1}{c(f)} \int_0^\infty \frac{\partial c}{\partial V_S}(z, f) \, \delta V_S(z, t) \, dz \tag{1}\]
Throughout this paper we adopt the following notation:
| Symbol | Meaning |
|---|---|
| \(\delta v / v\) | Measured relative velocity change (the observable) |
| \(\delta V_S / V_S\) | Local relative change in shear-wave velocity at depth \(z\) (inferred) |
| \(\delta c / c\) | Relative change in surface-wave phase velocity at frequency \(f\) |
The Fokker et al. (2021) notation \(d\beta/\beta\) refers to \(\delta V_S/V_S\); we use the latter for clarity. Note that Equation 1 establishes that \(\delta v/v\) is a depth-averaged, frequency-dependent measurement — different frequencies probe different depths, a property we exploit for 3-D imaging (Section 7).
2.1 Nonlinear Elasticity: The Murnaghan Framework
The sensitivity of seismic velocities to stress originates in nonlinear elastic behavior. Murnaghan (1937) showed that expanding the elastic energy density to third order in strain introduces three additional constants (\(l\), \(m\), \(n\)):
\[\rho_0 \phi = \frac{\lambda + 2\mu}{2} I_1^2 - 2\mu I_2 + l I_1^3 + m I_1 I_2 + n I_3 \tag{2}\]
These third-order elastic (TOE) constants cause seismic velocities to depend on the ambient stress state. The acoustoelastic relation (Ostrovsky and Johnson, 2001; Clements and Denolle, 2023) gives:
\[\frac{\delta v}{v} \approx \beta \, \epsilon_{kk}, \quad \beta = \frac{3}{2} + \frac{l + 2m}{\lambda + 2\mu} \tag{3}\]
where \(\beta\) ranges from ~−10 (steel) to ~−10\(^4\) (sandstone), reflecting microstructural compliance (Hughes and Kelly, 1953; Johnson and Rasolofosaon, 1996; Clements and Denolle, 2023).
2.2 The Induced-Stress Formulation
Tromp and Trampert (2018) showed that induced stress modifies shear-wave velocity as:
\[\frac{\delta V_S}{V_S} = \frac{\mu' p^0}{2\mu} + \frac{1 - \mu'}{4\mu} \hat{\mathbf{k}} \cdot \boldsymbol{\tau}^0 \cdot \hat{\mathbf{k}} - \frac{1 + \mu'}{4\mu} \hat{\mathbf{a}} \cdot \boldsymbol{\tau}^0 \cdot \hat{\mathbf{a}} \tag{4}\]
where \(\hat{\mathbf{k}}\) and \(\hat{\mathbf{a}}\) are propagation and polarization directions, \(p^0\) is induced pressure, \(\boldsymbol{\tau}^0\) is deviatoric stress, and \(\mu' = d\mu/dP\). Critically, deviatoric stress creates anisotropy without requiring third-order elasticity.
2.3 Poroelastic Extension
Fokker et al. (2021) combined Equation 4 with poroelastic theory for surface loading \(T_{33}^0\) and pore pressure \(u^0\). For horizontally propagating surface-wave endmembers under a positive-compressive load convention, their coefficients reduce to:
\[\left(\frac{\delta V_S}{V_S}\right)_{\mathrm{Rayleigh/SV}} = -\frac{\mu'}{2\mu}u^0 + \frac{\mu' + 1}{12\mu}T_{33}^0,\qquad \left(\frac{\delta V_S}{V_S}\right)_{\mathrm{Love/SH}} = -\frac{\mu'}{2\mu}u^0 . \tag{5}\]
The pore-pressure term decreases velocity by reducing effective stress. The vertical-load term depends on propagation and polarization geometry; therefore component-specific applications should evaluate the full directional form in Equation 4 rather than using a scalar loading coefficient.
2.4 General \(\delta v/v\) Model
The observed \(\delta v/v\) is modeled as (Okubo et al., 2024):
\[\frac{\delta v}{v}(t) = s_T \cdot T(t - t_{\text{shift}}) + p_1 \cdot \Delta\text{GWL}(t) + \sum_i s_i L_i(t) + b_0 t + a_0 \tag{6}\]
where each term has a clear physical origin: thermoelastic strain (Richter et al., 2014), hydrological pore-pressure change (Sens-Schönfelder and Wegler, 2006), coseismic damage with logarithmic healing (Snieder et al., 2017), and long-term tectonic loading. The unifying insight is that all terms operate through stress-dependent modification of elastic moduli.
2.5 Bridging the Strain and Stress Formulations
A central claim of this paper is that the strain formulation (Eq. 3, from acoustoelasticity) and the stress formulation (Eq. 4, from Tromp and Trampert, 2018) describe the same physics from different starting points. We can make this explicit. Under hydrostatic (isotropic) conditions, the induced pressure relates to volumetric strain through the bulk modulus: \(p^0 = -\kappa \, \epsilon_{kk}\). Substituting into the isotropic term of Equation 4 gives \(\delta V_S/V_S = -\mu' \kappa \, \epsilon_{kk} / (2\mu)\). Equating with the acoustoelastic relation (Eq. 3, \(\delta v/v = \beta \, \epsilon_{kk}\)) and using \(\delta v/v \approx \delta V_S/V_S\) yields:
\[\beta = -\frac{\mu' \kappa}{2\mu} \tag{7}\]
This important relation connects the “materials science” parameter \(\beta\) — measured in laboratory acoustoelastic experiments via third-order elastic constants (Hughes and Kelly, 1953) — to the “seismological” parameter \(\mu'\) — inferred from the depth profile of shear modulus versus confining pressure (Fokker et al., 2021). For typical shallow sediments (\(\mu' \approx 80\), \(\kappa \approx 5\) GPa, \(\mu \approx 0.5\) GPa), Equation 7 gives \(\beta \approx -400\), consistent with the range reported for weakly cemented rocks (Clements and Denolle, 2023).
An important caveat is that Equation 7 uses the drained bulk modulus \(\kappa\), appropriate for loading timescales longer than the pore-pressure diffusion time. At shorter timescales (the undrained limit), the effective bulk modulus is \(\kappa_u = \kappa / (1 - \alpha_B B)\), where \(\alpha_B\) is the Biot coefficient and \(B\) is the Skempton coefficient (Roeloffs, 1988). In this limit the effective \(\beta\) is larger in magnitude — meaning the velocity is more sensitive to strain when the pore fluid has not had time to drain. This drained-undrained distinction connects directly to the poroelastic models in Section 4.1 and explains why the \(\delta v/v\) response to a rapid loading event (e.g., rainfall) may differ in amplitude from the response to a slow loading event (e.g., seasonal groundwater) even for the same total strain change.
Crucially, which modulus applies is not an assumption but a property of the data: it is set by the Péclet number \(\mathrm{Pe} = \omega L^2/c\) comparing the forcing angular frequency \(\omega\) to the drainage rate \(c/L^2\) at the coda sensitivity depth \(L = V_S/(3f)\), for hydraulic diffusivity \(c\). \(\mathrm{Pe} \ll 1\) is drained (use \(\kappa\)), \(\mathrm{Pe} \gg 1\) is undrained (use \(\kappa_u\)), and \(\mathrm{Pe}\sim 1\) is transitional. Because the seismic-band moduli inferred from \(V_P, V_S\) are themselves the undrained moduli (the pore fluid cannot drain within a ~1 Hz wave period), the natural workflow is to take \(\kappa_u\) from velocities and, where the signal is drained, convert via \(\kappa = \kappa_u(1-\alpha_B B)\). We apply this test explicitly at each site in Section 9; for example, the Cascadia secular trend has \(\mathrm{Pe}\sim 2.5\) (transitional-to-undrained), so \(\kappa_u\) from the seismic velocities is the appropriate modulus there.
The equivalence holds only under isotropic loading. Under deviatoric stress, the Tromp and Trampert formulation (Eq. 4) captures directional effects through the \(\hat{\mathbf{k}} \cdot \boldsymbol{\tau}^0 \cdot \hat{\mathbf{k}}\) and \(\hat{\mathbf{a}} \cdot \boldsymbol{\tau}^0 \cdot \hat{\mathbf{a}}\) terms, which have no counterpart in the scalar acoustoelastic relation. This divergence is precisely what makes the Parkfield observation — where \(\delta v/v\) correlates with contractional but not dilatational strain (Okubo et al., 2024) — a diagnostic for deviatoric stress contributions.
2.6 The \(\delta v/v\) Stress Meter: From Velocity Change to Stress
Equations 3, 4, and 7 are forward relations; monitoring inverts them. Written per stress component, the inverse is the working “meter” that converts a depth profile of velocity change into stress:
\[\Delta\sigma_{ij}(z,t) = \beta_{ij}(z)\,\frac{\delta V_S}{V_S}(z,t) \tag{7b}\]
Here \(\beta_{ij}(z)\) is the stress-dimensioned inverse acoustoelastic coefficient of the stress component that the local fabric selects (§2.2, §6) — distinct from the dimensionless strain-domain parameter \(\beta\) of Equation 3 — and is built entirely from the layered moduli \(\mu(z)=\rho V_S^2\), \(\kappa(z)=\rho(V_P^2-\tfrac{4}{3}V_S^2)\), and the pressure derivative \(\mu'(z)=d\mu/dP\). Two end-members follow directly from Equation 4:
- Isotropic (volumetric) loading, \(ij=kk\): inverting the isotropic term \(\delta V_S/V_S=\mu' p^0/2\mu\) gives \(\beta_{kk}=2\mu/\mu'\) (equivalently \(\kappa/|\beta|\) via Eq. 7), and the recovered quantity is the induced pressure \(p^0\).
- Deviatoric loading (Parkfield axial, Kīlauea radial): inverting the directional projection \(\hat{\mathbf{k}}\cdot\boldsymbol{\tau}^0\cdot\hat{\mathbf{k}}\) in the \(\mu'\gg1\) regime gives \(\beta_{\text{dev}}=4\mu/\mu'\).
The factor-of-two difference between \(\beta_{\text{dev}}\) and \(\beta_{kk}\) — and, more consequentially, the choice of which component index \(ij\) to invert — is precisely why the scalar relation \(\delta v/v=\beta\epsilon_{kk}\) fails at Parkfield and Kīlauea: applying the isotropic coefficient to a deviatoric setting inverts the wrong projection and returns the wrong sign or magnitude (§6, §9). Selecting \(ij\) from the dominant fracture fabric is therefore a required diagnostic step, not a processing detail.
Equation 7b is the interface object between this framework and its companion measurement package. The reproducible measurement and depth inversion — reported as \(\delta V_S/V_S(z,t)\) with its posterior covariance \(C_m(z)\) (the depth inversion of §7.3–7.5, developed in the companion methods paper and the codameter package) — are combined with the forward coefficient \(\beta_{ij}(z)\) here to yield \(\Delta\sigma_{ij}(z,t)\) with propagated uncertainty; the forcing decomposition (Eq. 6; §10) then attributes that stress to its physical mechanism.
2.7 Alternative and Complementary Mechanisms
Beyond the nonlinear-elastic framework, several alternative mechanisms can produce temporal velocity changes. Density changes from compaction can modify \(V_S\) through \(\delta V_S/V_S = -\frac{1}{2}\delta\rho/\rho\), though Fokker et al. (2021) showed this is 2–3 orders of magnitude smaller than the shear-modulus mechanism for typical settings. Fluid substitution — changes in pore-fluid composition (e.g., CO\(_2\) injection; Zhu et al., 2019) — modifies the bulk modulus via Gassmann’s equation and primarily affects \(V_P\) rather than \(V_S\). Mineral alteration and cementation (hydration, dissolution, bio-cementation) permanently modify the elastic frame on timescales of months to years (Rodríguez Tribaldos and Ajo-Franklin, 2021). Direct temperature effects on elastic moduli — distinct from the thermoelastic stress mechanism — are usually small (~0.01%/K) but become significant near phase transitions such as freezing/thawing in permafrost (James et al., 2017). Scatterer relocation from fracture opening or fluid migration produces apparent \(\delta v/v\) that reflects structural change rather than bulk velocity change; Obermann et al. (2013) developed theory separating these contributions. Finally, source-side effects — seasonal changes in ocean-wave spectra or anthropogenic noise — can produce spurious \(\delta v/v\) if not mitigated (Zhan et al., 2013; Okubo et al., 2024).
3. Thermoelastic Effects
3.1 Temperature Diffusion and Thermoelastic Stress
Surface temperature fluctuations diffuse into the Earth governed by the heat equation (Berger, 1975):
\[T(z,t) = T_0 \, e^{-\gamma z} \cos(\omega t - \gamma z), \quad \gamma = \sqrt{\omega/(2\kappa_T)} \tag{8}\]
with thermal skin depths of 1.2–4.5 m annually for \(\kappa_T = 0.15\)–\(2.0\) mm\(^2\)/s (Richter et al., 2014; Ermert et al., 2023; Figure S1). Daily variations penetrate only 0.06–0.24 m, affecting \(\delta v/v\) at frequencies above 2–4 Hz, whereas annual variations dominate the seasonal signal at 0.5–2 Hz.
The thermoelastic stress induced by these temperature changes contains two terms with fundamentally different depth behaviors (Berger, 1975; Richter et al., 2014, Eq. 11; Figure S2). The first term decays with the thermal skin depth \(1/\gamma\) and represents direct thermal stressing: heated rock expands against the confinement of surrounding cooler rock, building compressive stress near the surface. The second term decays with the much longer scale \(1/k\) (where \(k = 2\pi/L\) is the horizontal wavenumber of the temperature field, \(L \sim 10\) km) and represents the mechanical equilibrium response — a broad-scale stress adjustment needed to satisfy the free-surface boundary condition, penetrating to kilometer depths with a constant phase delay of \(5\pi/4\) relative to surface temperature. For annual variations, \(k/\gamma \approx 10^{-3}\), confirming that the two terms operate at well-separated depth scales. Tsai (2011) showed that this thermoelastic framework also explains seasonal GPS position changes, establishing a direct link between geodetically observed strain and seismically observed velocity change.
3.2 From Stress to Velocity Change
The thermoelastic stress converts to velocity change via (Richter et al., 2014, Eq. 12):
\[\frac{\delta v}{v} = b \frac{\partial(\rho v^2)}{\partial \sigma_c} \frac{(1-\nu)\Delta\sigma_c}{E} \tag{9}\]
where \(b \approx 1.5\) for S-waves at \(\nu = 0.2\) (Birch, 1961). The combined temperature sensitivity (Ermert et al., 2023, their Eq. 3) is \(s_T = 2b\alpha \, \partial(\rho v^2)/\partial\sigma_c\), where \(\alpha\) is the thermal expansion coefficient.
The thermoelastic sensitivity \(\partial(\rho v^2)/\partial\sigma_c\) is not an independent material parameter. For shear waves \(\rho v_S^2 = \mu\), so
\[\frac{\partial(\rho v_S^2)}{\partial\sigma_c} = \frac{\partial\mu}{\partial\sigma_c} = \mu' \tag{9b}\]
neglecting the comparatively small density-change term (~2–3 orders smaller; §2.7). The thermoelastic stress sensitivity is therefore the same shear-modulus pressure derivative \(\mu'\) that appears in the induced-stress relation (Eq. 4) and, through the bridge relation (Eq. 7), in the acoustoelastic parameter \(\beta = -\mu'\kappa/(2\mu)\). A single depth profile \(\mu'(z)\) thus governs the thermoelastic, hydrological, and tectonic limbs of the framework — which is why the published ranges for \(\partial(\rho v^2)/\partial\sigma_c\) (~50–1000; §3.3) and for \(\mu'\) (Fokker et al., 2021) coincide. This identity is the quantitative core of the “unified” framework and is the basis for the consistency expectation in §10.1.
3.3 Sensitivity Analysis
Our sensitivity analysis (Figure S3) reveals that \(\partial(\rho v^2)/\partial\sigma_c\) — ranging from ~50 (intact rock) to ~1000 (salt-cemented sediments at PATCX; Richter et al., 2014) — is the dominant control, varying surface \(\delta v/v\) by a factor of 20. The Poisson’s ratio dependence is monotonic (higher \(\nu\) increases the confinement factor \(b\)), and the depth profile of thermoelastic \(\delta v/v\) is exponential with an e-folding depth equal to the thermal skin depth. Ermert et al. (2023) expand the surface temperature into five Fourier harmonics to capture sub-annual variations in Mexico City (Figure S4). At Parkfield, Okubo et al. (2024) constrain the thermal diffusion delay \(t_{\text{shift}}\) to 0–90 days. In the San Jacinto fault zone, Hillers et al. (2015) found that thermoelastic strain dominates the seasonal \(\delta v/v\) in this arid setting, whereas in Oklahoma, Zhang et al. (2023) showed that thermoelastic and hydrological contributions are comparable.
4. Hydrological Loading, Pore Pressure, and Capillary Effects
4.1 Pore-Pressure Diffusion in Saturated Media
Roeloffs (1988) derived the poroelastic response at depth to a surface load, containing undrained and drained terms that depend on hydraulic diffusivity \(c\) (varying over five orders of magnitude), Skempton coefficient \(B\), and undrained Poisson’s ratio \(\nu_u\) (Clements and Denolle, 2023, Eq. 8–9; Figure S5). Talwani et al. (2007) extended this to time-series precipitation loading.
4.2 Groundwater Level Models
Okubo et al. (2024) model \(\Delta\)GWL from precipitation using exponential decay (their Eq. 4; Figure S6). Clements and Denolle (2023) compared multiple hydrological models across California, finding the drained poroelastic model explains 48% of sites, with basin sites showing lower diffusivities consistent with longer groundwater retention. The CDM\(_k\) empirical model (Smail et al., 2019) provides a useful parameter-free alternative.
4.3 Competition Between Loading and Pore Pressure
Fokker et al. (2021) showed that surface loading and pore-pressure diffusion produce opposing \(\delta v/v\) effects. Our scenarios (Figure 2) quantify this for ice loading (loading dominates for impermeable media), seasonal rainfall (pore pressure typically dominates, consistent with anti-correlation observed by Clements and Denolle, 2023), and reservoir impoundment (balance evolves with drainage time).
Figure 2. Hydrological signals are a sign competition between surface loading and pore pressure. The simplified Fokker et al. (2021) endmember shows the opposing contributions for (a) ice/snow loading, (b) seasonal rainfall, and (c) reservoir impoundment. Positive-compressive vertical loading tends to increase velocity, whereas pore-pressure increase reduces effective stress and decreases velocity.
4.4 Partially Saturated Media and Dynamic Capillary Effects
The frameworks of Sections 4.1–4.3 assume fully saturated conditions below the water table. However, much of the near-surface is partially saturated, and the mechanics of the vadose zone differ fundamentally from the saturated case. Shi et al. (2026) recently demonstrated that dynamic capillary effects govern the transient stiffness response of partially saturated soils, producing hysteretic \(\delta v/v\) signatures not captured by standard poroelastic models.
In partially saturated granular media, the shear-wave velocity depends on the effective shear modulus \(\mu_{\text{eff}}\), which Shi et al. (2026) compute from contact mechanics:
\[v_S = \sqrt{\mu_{\text{eff}} / \rho} \tag{10}\]
with \(\mu_{\text{eff}}\) controlled by an effective confining pressure that includes both overburden and capillary stress. A compact way to express the dynamic-capillary contribution is:
\[P_e(z,t) = \sigma_g'(z,t) + P_c^{\mathrm{eq}}(S_w) + \tau(S_w)\frac{\partial S_w}{\partial t} \tag{11}\]
Here \(S_w\) is the water saturation, \(\sigma_g'\) is the gravitational effective overburden, \(P_c^{\mathrm{eq}}\) is the equilibrium capillary pressure, and the final term is the rate-dependent dynamic capillary stress of Hassanizadeh and Gray (1990) and Hassanizadeh et al. (2002). Sign conventions differ between soil-physics and rock-mechanics formulations; the important point for \(\delta v/v\) is that the dynamic coefficient \(\tau\) differs between wetting and drying, producing hysteresis. During rapid drying, dynamic capillary suction can enhance effective stress and stiffen the soil, while during wetting, near-surface saturation and pore-pressure redistribution can soften it.
Shi et al. (2026) showed three key results relevant to our framework:
Dynamic capillarity is essential. Models with static capillary stress underestimate velocity increases during evaporation by ~50%, while models without any capillary stress produce significantly smaller velocity variations in both wetting and drying.
Hysteresis is diagnostic. The distinct wetting and drying \(\tau(S_w)\) coefficients produce \(\delta v/v\) hysteresis loops that are absent in standard poroelastic models. This hysteresis in the \(\delta v/v\)–saturation relationship is analogous to, but mechanistically distinct from, the mesoscopic nonlinearity (slow dynamics) observed in earthquake damage recovery (Snieder et al., 2017).
Soil structure matters. Tillage and compaction alter the pore network, modifying capillary behavior and drainage timescales. High-disturbance soils show pronounced evaporation-driven velocity rebounds and prolonged drainage, while undisturbed soils show minimal capillary effects due to efficient infiltration through well-connected pore networks.
For our unified framework, the capillary effect extends Equation 4 to partially saturated conditions. Above the water table, the effective pressure becomes saturation-dependent, and the \(\delta v/v\) response to rainfall involves not just pore-pressure diffusion but also the dynamic redistribution of water between micropores and macropores. This is particularly relevant for high-frequency \(\delta v/v\) measurements (> 2 Hz) that sense the shallowest layers where saturation changes are largest (Oakley et al., 2021). The workflow and regime map (Figure 1; detailed frequency-depth domains in Figure S7) should therefore include a “capillary/vadose zone” domain at high frequencies and shallow depths, distinct from the saturated hydrological regime.
5. Nonlinear Elasticity and the Acoustoelastic Effect
5.1 The Acoustoelastic Parameter and Its Detection
The Murnaghan (1937) equation of state under hydrostatic pressure — \(p = af + bf^2\) where \(a = 3\lambda + 2\mu\) and \(b = 15\lambda + 10\mu - 27l - 9m - n\) (Figure S8) — provides the foundation for understanding velocity–pressure relations. The acoustoelastic parameter \(\beta\) captures the sensitivity magnitude, spanning three orders across materials (Figure 3; Clements and Denolle, 2023).
Figure 3. Material sensitivity controls stress conversion from velocity change. (a) Effective \(|\beta|\) spans orders of magnitude across materials, from intact crystalline rock to soft sediment. (b) Observed \(\delta v/v\) amplitude ratios across Parkfield, Cascadia, and Kīlauea shown alongside the corresponding stress ratios.
The \(\delta v/v\)–strain crossplot provides a diagnostic for nonlinearity (Figure 4; detailed examples in Figure S9): linear confirms third-order sufficiency, curvature indicates higher-order terms, elliptical trajectories indicate viscoelastic phase lag, and hysteresis indicates slow dynamics. Sens-Schönfelder and Eulenfeld (2019) demonstrated that Earth tides probe in-situ nonlinearity at ~50 nanostrain amplitude.
Figure 4. Rheology is diagnosed from phase, hysteresis, and recovery shape. (a) Endmember elastic, Maxwell, Kelvin-Voigt, and slow-dynamics responses to a step-like forcing. (b) \(\delta v/v\)–strain crossplots distinguish elastic, higher-order nonlinear, and viscoelastic lag behavior. (c) Parkfield-like dual-population model combining tectonic loading and postseismic healing. (d) Tidal probing of in-situ nonlinearity through harmonic distortion.
5.2 Geological and Material Controls on \(\beta\), \(\mu'\), and Nonlinear Sensitivity
The nonlinear elastic parameters are not fundamental material constants — they depend on rock microstructure:
Compliant porosity and microcracks. The dominant nonlinearity source in natural rocks is compliant porosity: thin, crack-like voids with high aspect ratios that close under compression (Walsh, 1965; Shapiro, 2003). The key parameters are crack density \(\epsilon_c = N\langle a^3\rangle/V\) (Hudson, 1981), aspect ratio \(\xi = w/a\) governing the closure pressure, and orientation distribution controlling anisotropic nonlinearity (Sayers and Kachanov, 1995). Critically, \(|\beta|\) and \(\mu'\) decrease with confining pressure as cracks close, explaining why \(\delta v/v\) sensitivity is strongest in the shallowest layers. Fokker et al. (2021, Fig. 2g) showed \(\mu' > 50\) for unconsolidated sediments but \(\mu' < 10\) for consolidated rock.
Grain contacts and cementation. In unconsolidated granular media, Hertz-Mindlin contact theory gives \(\mu_{\text{eff}} \propto P_e^{1/3}\), producing \(\mu' = d\mu/dP \sim \mu/P\) — very large at low confining pressures (Dvorkin and Nur, 1996). This explains why seasonal \(\delta v/v\) is typically >0.1% in sediments but <0.01% in crystalline rock.
Mineralogy and cementation type. Clay content increases compliance and \(|\beta|\); salt cementation produces anomalously high \(\partial(\rho v^2)/\partial\sigma_c \sim 1000\) at PATCX (Richter et al., 2014) because salt bridges are highly stress-sensitive. Foliation and bedding create intrinsic anisotropy that interacts with stress-induced anisotropy.
Fluid saturation state. In fully saturated media, \(V_S\) is insensitive to fluid type but sensitive to effective stress. In partially saturated media, capillary suction stiffens the frame (Shi et al., 2026); \(|\beta|\) can increase by factors of 2–5. Gas saturation dramatically reduces \(V_P\) even at small gas fractions (patchy saturation effects).
6. Stress-Induced Anisotropy
6.1 Directional Velocity Changes from Deviatoric Stress
The Tromp and Trampert (2018) framework (Eq. 4) shows that deviatoric stress produces directionally dependent velocity changes. For a uniaxial vertical stress \(T_{33}^0\), the induced deviatoric stress is \(\boldsymbol{\tau}^0 = -(T_{33}^0/3)\,\text{diag}(1,1,-2)\). Substituting into Equation 4 and evaluating for two end-member propagation geometries — vertically propagating S-waves (\(\hat{\mathbf{k}} = \hat{\mathbf{z}}\), \(\hat{\mathbf{a}} = \hat{\mathbf{x}}\)) versus horizontally propagating S-waves with vertical polarization (\(\hat{\mathbf{k}} = \hat{\mathbf{x}}\), \(\hat{\mathbf{a}} = \hat{\mathbf{z}}\)) — yields a velocity-change difference between these two propagation directions:
\[\Delta\left(\frac{\delta V_S}{V_S}\right)_{\text{vert. vs. horiz.}} = \frac{T_{33}^0}{2\mu} \tag{11b}\]
This directional splitting (Fokker et al., 2021, their Eqs. 9–11) is proportional to the deviatoric stress divided by the shear modulus, and is independent of \(\mu'\) — meaning it exists even without nonlinear elasticity, arising purely from the stress-modified constitutive relation (Figure 5). For a fixed propagation direction, the SV-SH splitting (velocity difference between vertically and horizontally polarized shear waves) is likewise proportional to the deviatoric stress but depends on the specific geometry of propagation relative to the stress axis.
Figure 5. Deviatoric stress and fracture fabric determine the observed velocity sign. (a) Directional sensitivity increases with fracture fabric strength. (b–d) Parkfield, Cascadia, and Kīlauea select different stress/strain components because the dominant loading geometry and crack fabric differ. (e) Outcome of the scalar isotropic model by site (success at Cascadia; failure at Parkfield and Kīlauea).
6.2 Microcrack Closure and the Parkfield Observation
At Parkfield, Okubo et al. (2024) found that the long-term \(\delta v/v\) increase correlates with the contractional axial strain (oriented N35°W to N45°E) but not with the dilatational strain, which shows a slight extension. This anisotropic response is naturally explained by stress-induced microcrack closure (Sayers and Kachanov, 1995; Verdon et al., 2008): cracks oriented perpendicular to the maximum compressive stress close preferentially, increasing rigidity and velocity in that direction (Figure 5), while cracks parallel to the compression remain open.
The scalar (isotropic) \(\delta v/v\) — as typically measured from coda waves averaging over all propagation directions — integrates over the azimuthal dependence. For a traceless deviatoric sensitivity kernel, this average is zero, meaning the isotropic \(\delta v/v\) is blind to deviatoric stress (Tromp and Trampert, 2018). Detecting the deviatoric component therefore requires either azimuthal binning of \(\delta v/v\) (measuring velocity change as a function of inter-station azimuth) or multi-component analysis (separating Rayleigh and Love wave contributions, as in Fokker et al., 2021). This is an underexploited observational strategy that could provide constraints on stress orientation from passive seismic monitoring.
6.3 Selecting the Controlling Component: A Reproducible Diagnostic
The three site studies (§9) share one decision that the scalar formulation hides: which stress/strain component \(\delta v/v\) tracks. Because that choice fixes which coefficient \(\beta_{ij}(z)\) enters the stress meter (Eq. 7b), it must be an explicit, repeatable step rather than a per-site judgment.
Inputs. (i) the dominant fracture fabric — crack/fracture orientation from structural mapping, borehole breakouts / \(S_{Hmax}\), shear-wave splitting, or prior anisotropy studies; (ii) the loading geometry and stress regime; (iii) independent strain constraints where available (the GNSS/InSAR strain tensor, whose dilatational sign is diagnostic); and (iv) the observed sign of \(\delta v/v\).
Output. The component index \(ij\) and whether the isotropic (Eq. 3/7, \(\beta_{kk}=2\mu/\mu'\)) or the deviatoric (Eq. 4 projection, \(\beta_{\mathrm{dev}}=4\mu/\mu'\)) form applies — i.e., the coefficient handed to the meter (Eq. 7b).
Decision. (1) If the loading is predominantly volumetric and the fabric has no preferred orientation, use the isotropic form, \(ij=kk\). (2) Otherwise use the deviatoric form: set \(ij\) to the fracture-normal direction that closes under the compressive component, and project \(\boldsymbol{\tau}^0\) onto that normal (Eq. 4). (3) Sign cross-check — the diagnostic itself: the sign of \(\delta v/v\) must match the sign of the selected component. When the isotropic prediction has the wrong sign relative to the observed \(\delta v/v\) — dilatational extension with rising velocity at Parkfield, volumetric extension with a co-collapse velocity increase at Kīlauea — a deviatoric component controls and step 2 applies. The failure mode is therefore explicit: applying \(\beta_{kk}\) under deviatoric loading inverts the wrong projection and returns a stress of the wrong sign or magnitude.
| Loading / setting | Dominant fabric | Controlling component \(ij\) | Form (coefficient) | If isotropic \(kk\) assumed |
|---|---|---|---|---|
| Subduction, volumetric compaction (Cascadia) | distributed, none preferred | volumetric, \(kk\) | isotropic, \(\beta_{kk}=2\mu/\mu'\) | correct |
| Strike-slip shear (Parkfield) | fault-parallel cracks | fault-normal axial contraction | deviatoric, \(\beta_{\mathrm{dev}}=4\mu/\mu'\) | wrong sign (dilatation extensional) |
| Caldera pressurization (Kīlauea) | concentric ring fractures | radial | deviatoric (project onto ring-normal) | wrong sign (volumetric extension) |
| Dike pressurization (Piton de la Fournaise) | radial dikes | radial (opening) | deviatoric (opposite sign) | wrong sign |
This decision is the component-selection layer of the frequency–depth regime map (§8): each regime carries not only the dominant process but the controlling component and the form to invert. It is the step executed before the meter (Eq. 7b) is applied — the decision codameter automates — and the same \(ij\) label propagates into the forcing attribution (Eq. 6; §10).
7. Rheological Models and Depth-Resolved Joint Inversion
7.1 Post-Seismic Healing
The logarithmic healing model (Snieder et al., 2017; Okubo et al., 2024):
\[L(t) = -\int_{\tau_{\min}}^{\tau_{\max}} \frac{1}{\tau} \exp\left(-\frac{t - t_{EQ}}{\tau}\right) d\tau \tag{12}\]
encodes the distribution of relaxation timescales. At Parkfield, \(\tau_{\max}\) is constrained to 1–30,000 years, meaning post-2004 healing may continue today (Figure 4; detailed healing curves in Figure S10). The trade-off between healing and tectonic trend is a fundamental limitation requiring independent geodetic constraints.
7.2 Distinguishing Rheological Models
Different rheologies produce distinct \(\delta v/v\)–strain signatures (Figure 4): elastic (linear crossplot), Maxwell (exponential decay), Kelvin-Voigt (delayed buildup), SLS (frequency-dependent dispersion, elliptical crossplot), and slow dynamics (logarithmic recovery, hysteresis). Tidal modulation (Sens-Schönfelder and Eulenfeld, 2019) provides the cleanest diagnostic at well-known forcing periods.
7.3 Frequency-Dependent Depth Tomography of Stress
A key opportunity that has been underexploited is the frequency dependence of \(\delta v/v\). Surface waves at different frequencies have sensitivity kernels peaking at different depths (Obermann et al., 2014):
\[\frac{\delta v}{v}(f, t) = \int_0^\infty K(z, f) \cdot \frac{\delta V_S}{V_S}(z, t) \, dz \tag{13}\]
where \(K(z, f)\) is the Rayleigh or Love wave phase-velocity sensitivity kernel at frequency \(f\) (Figure 6a). The peak sensitivity depth is approximately \(V_s / (3f)\), ranging from ~50 m at 2 Hz to ~5 km at 0.1 Hz for typical crustal velocities.
Figure 6. Frequency-dependent depth sensitivity and inversion limits. (a) Schematic Rayleigh/Love sensitivity kernels showing broad, overlapping depth sensitivity for representative frequency bands. (b) Peak sensitivity depth \(z_{\mathrm{peak}} \approx V_S/(3f)\) for soft sediment, weathered rock, and crystalline rock. (c) Relative uncertainty reduction for independent versus correlated frequency bands.
By measuring \(\delta v/v\) simultaneously at multiple frequency bands (e.g., 0.1–0.5, 0.5–1.0, 1.0–2.0, 2.0–4.0 Hz, as in Okubo et al., 2024 and Ermert et al., 2023), one obtains a set of equations — one per frequency band — each sampling a different depth range. This is formally a linear inverse problem:
\[\mathbf{d} = \mathbf{K} \mathbf{m} \tag{14}\]
where \(\mathbf{d}\) is the vector of \(\delta v/v\) at \(N_f\) frequencies, \(\mathbf{K}\) is the kernel matrix (dimensions \(N_f \times N_z\)), and \(\mathbf{m}\) is the depth profile of \(\delta V_S / V_S\), which through the nonlinear elastic relation (Eq. 3) maps to the depth profile of stress or strain perturbation.
This inverse problem is strongly ill-conditioned: surface-wave and coda sensitivity kernels are broad, adjacent frequency bands are correlated, and the material sensitivity \(\beta(z)\) or \(\mu'(z)\) is rarely known independently. Any depth-resolved result therefore requires regularization, uncertainty propagation, and resolution tests. In this paper, depth-dependent inversion is a proposed workflow rather than a demonstrated result.
7.4 Lapse-Time Windows as Part of the Sensitivity Kernel
The observable is not simply \(\delta v/v(f,t)\). It is better written as
\[d(f,\tau,W,T_{\mathrm{stack}},t) = \int_0^\infty K(z; f,\tau,W,\mathbf{g}) \, \frac{\delta V_S}{V_S}(z,t) \, dz + \epsilon \tag{15}\]
where \(f\) is the frequency band, \(\tau\) is the coda-window center lapse time, \(W\) is the window duration, \(T_{\mathrm{stack}}\) is the substack length, \(\mathbf{g}\) describes source-receiver geometry and wavefield directionality, and \(\epsilon\) includes measurement error and source-side bias. This notation makes explicit that coda-window choice changes the kernel, not merely the uncertainty.
Takano et al. (2019) demonstrated this directly at Izu-Oshima volcano by estimating tidal-strain sensitivity from ambient-noise cross-correlations at different lapse times. In their 2–4 Hz analysis, early lapse windows (2–7 s) showed strong velocity sensitivity to tidal dilatation and contraction, while later windows (7–35 s) showed reduced strain sensitivity. Array analysis indicated apparent velocities close to the local Rayleigh-wave group velocity in the early windows and higher apparent velocities in later windows, consistent with scattered or reflected body-wave contributions from greater depth. The result is not that early windows are universally best, but that lapse time is a physical axis of the measurement.
This creates a reproducibility problem and an opportunity. If different studies choose windows by convention, visual inspection, or inherited defaults, their \(\delta v/v\) estimates may differ because they sample different wave types, depths, and nonlinear sensitivities. A reproducible workflow should therefore compute a rolling lapse-time profile from early to late coda and score each overlapping window using explicit metrics:
\[J = \sum_i w_i Q_i(f,\tau,W,T_{\mathrm{stack}}) \tag{16}\]
where \(Q_i\) are normalized scores and \(w_i\) are analysis-specific weights. The core metrics should include:
- Measurement quality: waveform coherence, signal-to-noise ratio, stretching or MWCS fit sharpness, and estimated \(\delta v/v\) uncertainty.
- Wave-type consistency: apparent velocity or array slowness compared with expected Rayleigh/Love group velocities, flagging windows likely dominated by body waves or mixed wave types.
- Depth targeting: overlap between \(K(z; f,\tau,W)\) and the hypothesized target depth interval, or a frequency-depth proxy when full kernels are not yet available.
- Lapse-time stability: sensitivity of the recovered \(\delta v/v\) or \(\beta\) estimate to adjacent windows, used to identify transitions in wave type or scattering regime.
- Temporal resolution: substack length short enough to resolve the forcing period but long enough to maintain measurement precision.
- Source stability: robustness to changes in noise-source spectrum, azimuth, and seasonal source distribution.
The future codameter package should implement this as a rolling window-selection layer before mechanism inversion. Rather than reporting a single hand-picked coda window, a study should report the early-to-late lapse profile, the metric weights, the stable intervals or transitions, and the sensitivity of the scientific conclusion to that ensemble. This would turn an under-documented processing choice into a reproducible part of the physical forward model.
A Bayesian framing of this workflow treats each window \(M_j=(f_j,\tau_j,W_j,T_{\mathrm{stack},j})\) as a candidate measurement and asks how much a scientific target \(\theta\) — a \(\delta v/v\) value, tidal strain sensitivity, or hydrological regression coefficient — depends on that choice. If each window yields an estimate with posterior \(p(\theta|y,M_j)\) and a weight \(p(M_j|y)\), a model-averaged posterior and its variance can be written
\[p(\theta|y)=\sum_j p(M_j|y)\,p(\theta|y,M_j), \tag{17}\]
\[\mathrm{Var}(\theta|y)=\underbrace{\mathbb{E}_{M}[\mathrm{Var}(\theta|y,M)]}_{\text{within-window (measurement)}}+\underbrace{\mathrm{Var}_{M}[\mathbb{E}(\theta|y,M)]}_{\text{between-window (method)}}. \tag{18}\]
Equation 18 is the familiar within-group/between-group variance decomposition: the first term is the average measurement uncertainty inside a fixed window, and the second is the spread of the per-window point estimates. We stress that Equation 18 should be used as a window-sensitivity diagnostic — a check on whether a conclusion survives plausible processing choices — and not as a turnkey inference method, for two reasons. First, heuristic weights of the form \(p(M_j|y)\propto\exp(\lambda J_j)\) built from the quality score \(J_j\) are not Bayesian model evidence; the resulting variance depends on tuning constants (the temperature \(\lambda\) and the metric normalizations) rather than on the data, so defensible weights require a genuine marginal likelihood or out-of-sample predictive score. Second, and more fundamentally, overlapping lapse windows share coda samples and, by Equation 15, measure physically different depth-weighted averages; a large between-window term therefore often reflects resolved depth and wave-type structure rather than method error. The principled route is consequently not to average windows but to invert them jointly: treat the windowed measurements \(\{d_j\}\) as correlated data with known kernels \(K(z;f,\tau,W)\) (Eq. 15) and let the posterior on the depth field \(\delta V_S/V_S(z,t)\) carry the resolution uncertainty (Section 7.5). In that hierarchical formulation the window metrics enter as a heteroscedastic noise model and quality gate rather than as model weights, and the decomposition in Equation 18 reappears in its correct form as the data-noise versus posterior-resolution split. Here we use this only as a window-sensitivity diagnostic; the full reproducibility and uncertainty-quantification treatment — a hierarchical estimator with a correlated-window data covariance, quality-as-noise weighting, lapse-time regime segmentation, and coverage-validated credible intervals — is developed in a companion methods paper and the codameter software, because it requires its own synthetic-recovery and multi-station real-data validation distinct from the interpretation focus of this work.
7.5 Toward 3-D Stress/Strain Imaging
When combined with geodetic observations, the system becomes better constrained, although still non-unique:
Vertical resolution comes from the frequency dependence of \(\delta v/v\) (different frequencies → different depths).
Horizontal resolution comes from the spatial array geometry: \(\delta v/v\) measured at different station pairs samples different lateral regions, while GNSS provides point measurements of surface displacement and InSAR provides spatially continuous line-of-sight deformation.
Directional resolution comes from multi-component \(\delta v/v\) analysis (ZZ, RR, TT, RT cross-correlations), which samples different combinations of Rayleigh and Love waves with different sensitivities to isotropic and anisotropic velocity changes.
Temporal resolution is inherently different: geodetic observations respond elastically (instantaneously to loading), while \(\delta v/v\) integrates both elastic and inelastic effects. The temporal mismatch between geodetic strain and \(\delta v/v\) is itself a diagnostic of rheology:
- If \(\delta v/v\) tracks geodetic strain instantaneously → elastic response
- If \(\delta v/v\) lags behind geodetic strain → viscoelastic retardation
- If \(\delta v/v\) shows logarithmic recovery while geodetic strain is steady → slow dynamics
- If \(\delta v/v\) shows hysteresis with geodetic strain → dynamic capillary or mesoscopic nonlinear effects
The full joint inversion then seeks to determine the 4-D (x, y, z, t) stress/strain field \(\sigma_{ij}(\mathbf{x}, t)\) that simultaneously satisfies:
- \(\delta v/v\) forward model (Eq. 13): the frequency-dependent, depth-averaged velocity change at each station
- Geodetic forward model: the surface displacement field from elastic/viscoelastic deformation
- Constitutive relation: the mapping between stress/strain and velocity change via nonlinear elasticity (Eqs. 3–5, 7)
- Equilibrium constraint: the induced stress must satisfy \(\nabla \cdot \boldsymbol{\tau}^0 = 0\) (Tromp and Trampert, 2018)
- Physical forcing models: thermoelastic (Eqs. 8–9), hydrological (Eq. 5), tectonic (from GNSS velocities)
The model parameters include depth-dependent material properties (\(\beta(z)\), \(\mu'(z)\), \(\kappa_T\), \(c\)) and rheological parameters (\(\tau_{\min}\), \(\tau_{\max}\), viscoelastic relaxation time). The frequency dependence of \(\delta v/v\) is the key ingredient that can convert a surface measurement into a depth-sensitive probe. With sufficient bandwidth, array aperture, and external constraints, this may support 3-D stress/strain models analogous to time-lapse seismic tomography but operating continuously and passively.
This approach has concrete applications: in volcanic settings, multi-frequency \(\delta v/v\) combined with GNSS tilt can distinguish between shallow magma chamber pressurization (high-frequency \(\delta v/v\) signal) and deep magma supply (low-frequency signal + GNSS displacement). In hydrological settings, the depth-dependent balance between loading and pore-pressure effects (Section 4.3) can in principle be resolved rather than assumed. In tectonic settings, the depth of stress accumulation can be constrained, potentially distinguishing between shallow fault locking and deeper aseismic creep.
7.6 Forcing Decomposition and Uncertainty-Aware Attribution
The meter (Eq. 7b) and the depth inversion (§7.3–7.5) turn the observable into a depth–time stress field \(\Delta\sigma_{ij}(z,t)\). The scientific question is then attribution: which forcing produced it. Because each mechanism has a forward model already developed above, the stress separates into terms that can each act in isolation,
\[\Delta\sigma(z,t) = \Delta\sigma_{\mathrm{thermo}} + \Delta\sigma_{\mathrm{poro}} + \Delta\sigma_{\mathrm{damage}} + \Delta\sigma_{\mathrm{tectonic}} + \cdots, \tag{19}\]
with \(\Delta\sigma_{\mathrm{thermo}}\) from the Berger–Richter model (§3), \(\Delta\sigma_{\mathrm{poro}}\) from the Roeloffs / partial-saturation poroelastic model (§4), \(\Delta\sigma_{\mathrm{damage}}\) from the logarithmic healing model (§7.1), and \(\Delta\sigma_{\mathrm{tectonic}}\) from the geodetic strain rate. Attribution is a framework step, not a measurement step: it consumes the stress posterior that the measurement package delivers (§2.6) and names its cause.
Optimal fingerprinting. Assemble the mechanism forward models as unit “fingerprints” \(F_k(z,t)\) (columns of a design matrix \(\mathbf{G}\)) and regress the observed field \(\mathbf{d}=\Delta\sigma(z,t)\) onto them by generalized least squares, weighted by the measurement covariance \(\mathbf{C}_d\) that the inversion supplies:
\[\hat{\mathbf{A}} = \left(\mathbf{G}^{\mathsf T}\mathbf{C}_d^{-1}\mathbf{G}\right)^{-1}\mathbf{G}^{\mathsf T}\mathbf{C}_d^{-1}\mathbf{d}, \qquad \mathbf{C}_A = \left(\mathbf{G}^{\mathsf T}\mathbf{C}_d^{-1}\mathbf{G}\right)^{-1}, \tag{20}\]
where \(A_k(z)\) is the per-mechanism share and \(\mathbf{C}_A\) its covariance. The off-diagonals of \(\mathbf{C}_A\) quantify collinearity between mechanisms — large when two fingerprints are hard to separate (e.g., thermoelastic and hydrological forcings that are both annual), which is exactly the case where naive single-mechanism fits mislead.
Coupled regime. When mechanisms interact rather than superpose (the drained–undrained and thermo-poro couplings of §2.3, §2.5), the additive split (Eq. 19) is only approximate. Replace the shares with variance-based (Sobol) sensitivity indices of \(\Delta\sigma\) with respect to the forcing parameters \(\theta_k\): the first-order index \(S_k=\mathrm{Var}_{\theta_k}[\mathbb{E}(\Delta\sigma\mid\theta_k)]/\mathrm{Var}(\Delta\sigma)\) measures the isolated contribution, the total index \(S_{Tk}\) includes interactions, and the difference
\[S_{Tk}-S_k = \text{coupling contribution of mechanism } k. \tag{21}\]
A non-zero \(S_{Tk}-S_k\) is the quantitative signature of coupling, complementary to the tier diagnostics of the companion analysis.
Confidence and the “what to measure next” budget. Sampling the joint posterior over forcing amplitudes, material priors (\(\mu'(z)\), \(\kappa(z)\), diffusivities), and the measurement realization (\(\mathbf{C}_d\), \(\mathbf{C}_m\)) yields a credible interval on each share \(A_k(z)\). Decomposing that variance,
\[\mathrm{Var}(A_k) = \underbrace{\mathrm{Var}_{\mathrm{meas}}(A_k)}_{\text{from } \mathbf{C}_d,\mathbf{C}_m} + \underbrace{\mathrm{Var}_{\mathrm{model}}(A_k)}_{\text{from forcing/material priors}},\]
separates measurement-limited from model-limited uncertainty and thus tells an experimenter whether a sharper answer needs better data (denser arrays, more bands) or better priors (lab \(\mu'\), independent forcing records). The deliverable is a depth–source attribution chart — stacked \(A_k(z)\) with credible-interval whiskers and an explicit coupling slice (illustrative synthetic example, Figure S13); the data-driven version is produced by the companion codameter pipeline from the stress posterior of Eq. 7b.
8. Sensitivity Analysis and Validity
8.1 Homogeneous Half-Space
The homogeneous half-space assumption fails when velocity contrasts exceed ~2:1 within the sensitivity kernel (Figure 6; detailed validity tests in Figure S11). At soft sedimentary sites — such as Mexico City, where \(V_S\) ranges from 50 m/s in the lake zone to 800 m/s in bedrock — the homogeneous assumption breaks down at all frequencies, requiring station-specific velocity profiles and proper sensitivity kernels (Ermert et al., 2023). At hard-rock stations above 1 Hz, sensitivity is confined to the upper few meters where the medium is more likely to be approximately uniform.
8.2 Linear Acoustoelasticity
The linear acoustoelastic approximation is valid for strains below ~10\(^{-5}\) (Figure S12), covering tidal, thermoelastic, and most hydrological signals, but breaks down for coseismic and strong-motion strains. The regime diagram (Figure 1; detailed version in Figure S7) maps dominant processes versus frequency and depth, including the capillary/vadose zone regime at high frequencies. Beyond the dominant process, each regime also carries a controlling-component label — the output of the fabric diagnostic (§6.3) — that records which stress component \(\delta v/v\) tracks and whether the isotropic or deviatoric meter (Eq. 7b) applies.
Table 1 summarizes the main parameters, ranges, and validity limits needed for applying the framework; the full parameter overview is provided as Table S1.
Table 1. Key parameters and validity limits for applying the framework. The full parameter overview, including additional ranges and citations, is provided in Table S1.
| Parameter | Typical range | Primary control | Main limitation |
|---|---|---|---|
| \(\kappa_T\) | 0.15–2.0 mm\(^2\)/s | Thermoelastic skin depth | Strongly site and moisture dependent |
| \(c\) | \(10^{-3}\)–\(10^2\) m\(^2\)/s | Pore-pressure diffusion | Varies by orders of magnitude across lithology |
| \(\mathrm{Pe}=\omega L^2/c\) | \(\ll1\) to \(\gg1\) | Selects drained (\(\kappa\)) vs undrained (\(\kappa_u\)) modulus in Eq. 7 | Data-driven per signal; needs \(c\) and \(L\) |
| \(B\), \(\nu_u\) | 0.2–0.95, 0.25–0.49 | Drained versus undrained response | Requires saturation and poroelastic constraints |
| \(\beta\) | \(10\)–\(10^4\) | Velocity-strain sensitivity | Directional under deviatoric loading |
| \(\mu'\) | \(10\)–\(10^3\) | Stress-to-velocity conversion | Depends on pressure, cracks, and sediment fabric |
| \(\tau_{\min}\), \(\tau_{\max}\) | days to \(>10^4\) yr | Slow-dynamics recovery | Trades off with long-term tectonic trend |
| \(K(z,f)\) | site specific | Frequency-depth sensitivity | Broad, correlated kernels make inversion ill-conditioned |
8.3 Spatial Generalization: From 1-D to 3-D
The forward models in Sections 3–6 assume laterally homogeneous (1-D) structure. Generalizing to 3-D requires accounting for spatially varying velocity structure, material properties, and observation geometry.
Spatially varying sensitivity kernels. The kernel \(K(z, f)\) in Equation 1 depends on the local \(V_S(z)\), \(V_P(z)\), and \(\rho(z)\) profiles. At sites with laterally varying geology — sedimentary basins (Ermert et al., 2023), fault zones (Hillers et al., 2015), volcanic edifices (Donaldson et al., 2019) — the kernel differs between station pairs. Ermert et al. (2023) addressed this by computing station-specific 1-D profiles using geotechnical classifications and aquitard thickness. A fully 3-D treatment requires 3-D sensitivity kernels computed with adjoint methods (Tromp et al., 2005) or spectral-element simulations.
Spatially varying material properties. The nonlinear parameters (\(\beta\), \(\mu'\), \(\kappa_T\), \(c\)) vary laterally. In a sedimentary basin, \(\mu'\) is large in the basin fill and small in the basement; hydraulic diffusivity \(c\) can vary by orders of magnitude across fault zones and clay layers. Clements and Denolle (2023) demonstrated this: basin sites show low diffusivity (long hydrological memory) while mountain sites show high diffusivity (rapid drainage).
What additional Earth observations are needed? Generalizing to 3-D requires: (1) a 3-D \(V_S\) model from ambient noise tomography at the monitoring frequencies, providing the base model for sensitivity kernels; (2) a \(V_P/V_S\) ratio from joint Rayleigh-Love inversion, constraining Poisson’s ratio for the thermoelastic model; (3) a density model from gravity or empirical relations, for converting \(\delta V_S/V_S\) to \(\delta\mu/\mu\); (4) near-surface geotechnical data (\(V_{S30}\), water table depth, porosity) constraining \(\mu'\), \(\kappa_T\), and saturation state at each site; (5) co-located geodetic coverage (GNSS, InSAR) for independent strain constraints; and (6) distributed meteorological and hydrological data co-located with the seismic array. Dense arrays — nodal deployments, distributed acoustic sensing (DAS; Rodríguez Tribaldos and Ajo-Franklin, 2021; Shi et al., 2026) — provide the spatial resolution needed to resolve lateral variations in both \(\delta v/v\) and the material properties controlling it.
9. Application: Stress at Depth from \(\delta v/v\) at Parkfield, Cascadia, and Kīlauea
We now apply the unified framework to three contrasting settings using only published \(\delta v/v\) measurements, velocity profiles, and geodetic strain constraints. No new waveform processing is performed; we use the framework’s equations (principally Eqs. 3, 4, 7, and 13) to extract quantitative stress predictions from existing observations.
9.1 Parkfield: Deviatoric Stress on a Strike-Slip Fault
9.1.1 Published observations
Okubo et al. (2024) measured a linear \(\delta v/v\) trend of \(b_0 = 0.0048\%\)/yr (stretching method, 0.9–1.2 Hz band) over 20 years at the HRSN array straddling the San Andreas Fault. The GNSS-derived dilatational strain shows slight extension — opposite to what \(\delta v/v = \beta\epsilon_{kk}\) predicts for a velocity increase. However, the rotated axial strain shows contraction in the azimuth range N35°W to N45°E, consistent with \(S_{Hmax} \approx\) N15°E measured from SAFOD wellbore breakouts (Boness and Zoback, 2006). The contractional strain rate from GNSS is approximately 200 nanostrain/yr (Okubo et al., 2024, their Fig. 14).
9.1.2 Velocity profile and depth sensitivity
From the SAFOD Pilot Hole (Boness and Zoback, 2006), the main borehole (Jeppson and Tobin, 2015), and regional tomography (Zhang et al., 2009), the velocity structure at the HRSN site transitions from Tertiary sediments (\(V_S \sim 1.2\) km/s) to Salinian granite (\(V_S \sim 3.2\) km/s) at ~0.77 km depth. At the 0.9–1.2 Hz measurement band, the peak Rayleigh wave sensitivity is at \(z_{\text{peak}} \approx V_S/(3f) \approx 0.8\) km — the weathered granite layer, where \(V_S \approx 2.5\) km/s, \(\rho \approx 2500\) kg/m³, giving \(\mu \approx 15.6\) GPa and \(\kappa \approx 29.8\) GPa.
9.1.3 Framework prediction
Since the isotropic formulation fails (dilatation is extensional), the \(\delta v/v\) increase is driven by the deviatoric component — specifically, microcrack closure under contractional loading (Sayers and Kachanov, 1995; Verdon et al., 2008). From the directional acoustoelastic ratio:
\[|\beta_{\text{axial}}| = \frac{\delta v/v}{\epsilon_{\text{contractional}}} = \frac{4.8 \times 10^{-5}}{2.0 \times 10^{-7}} \approx 240\]
This falls between intact granite (\(|\beta| \sim 10\)–50) and soft sediments (\(|\beta| \sim 500\)–10,000), consistent with fractured Salinian granite. The bridge relation (Eq. 7), noting that it was derived under isotropic loading and gives an order-of-magnitude estimate when applied to a directional \(\beta\), yields \(\mu' = 2\mu|\beta|/\kappa \approx 251\), plausible for fractured rock at ~20 MPa confining pressure.
The deviatoric stress rate from Equation 4 is:
\[\dot{\sigma}_{\text{dev}} = \frac{4\mu \cdot (\delta v/v)}{\mu'} = \frac{4 \times 15.6 \times 10^9 \times 4.8 \times 10^{-5}}{251} \approx 12 \text{ kPa/yr}\]
Over 20 years: cumulative deviatoric stress ≈ 0.24 MPa at ~0.8 km depth. A direct cross-check from the GNSS strain (\(\sigma = E\epsilon \approx 8.7\) kPa/yr) gives agreement within a factor of 1.4.
9.1.4 Inferred TOE parameters
From \(|\beta| \approx 240\) and Equation 3: \(l + 2m = (\beta - 3/2)(\lambda + 2\mu) \approx -12{,}200\) GPa — falling between intact Westerly granite (\(-3{,}000\) GPa) and sandstone (\(-50{,}000\) GPa), consistent with the crack-rich shallow fault zone. Individual Murnaghan constants (\(l\), \(m\), \(n\)) cannot be resolved from a single loading path; tidal azimuthal analysis (Sens-Schönfelder and Eulenfeld, 2019) or triaxial laboratory measurements on SAFOD core would be needed.
9.1.5 Rheological model
The \(\delta v/v\)–strain relationship is linear with no hysteresis, indicating elastic tectonic loading on aligned cracks. The coexisting logarithmic post-seismic healing (Snieder et al., 2017) implies a dual-population model: tectonically aligned cracks respond elastically to interseismic compression, while randomly oriented damage cracks from the 2004 Parkfield earthquake heal via slow dynamics on different timescales.
9.2 Cascadia: Volumetric Strain Accumulation on a Subduction Megathrust
9.2.1 Published observations
Kidiwela et al. (2026) monitored \(\delta v/v\) from the Ocean Networks Canada seafloor observatory for 13 years. At Northern Cascadia (station NC89, Clayoquot Canyon), the 1–3 Hz \(\delta v/v\) shows a persistent linear increase of \(+0.038\%\)/yr. The borehole pressure data from the nearby Hole 1364A gives a compressional volumetric strain rate of 0.12 μstrain/yr (Davis et al., 2024), and the linear geodetic convergence rate of 4.1 cm/yr over ~100 km gives a strain rate of ~0.4 μstrain/yr. In central Cascadia (stations HYSB1 and HYS14, Hydrate Ridge), a lower background trend is punctuated by a slow slip event (2016, \(\delta v/v\) drop of –0.2% at 3–5 Hz) and a transient fluid migration event (2019, \(\delta v/v\) decrease with 34-day inter-station lag at 1–3 Hz).
9.2.2 Velocity profile and depth sensitivity
From the Ridge-to-Trench models (Han et al., 2017) and the USGS Cascadia CVM v1.7, the offshore accretionary wedge consists of very soft, fluid-rich marine sediments: \(V_S \approx 0.3\)–\(0.6\) km/s at 0–0.2 km below the seafloor, increasing to \(V_S \approx 1.2\)–\(2.0\) km/s at 1–3 km depth. At 1 Hz, the sensitivity depth is ~0.2–0.3 km, where \(V_S \approx 0.5\) km/s, \(\rho \approx 1900\) kg/m³, \(\mu \approx 0.475\) GPa, and \(\kappa \approx 4.86\) GPa — two orders of magnitude softer than the Parkfield granite.
9.2.3 Framework prediction (Northern Cascadia)
Kidiwela et al. (2026) calibrated \(\beta = 3160\) from the \(\delta v/v\) trend and the borehole strain measurement. This makes the borehole comparison a calibration and internal consistency test, not an independent validation of the stress conversion. The drainage regime is fixed by the data: for the 13-year secular trend at \(L\approx 0.25\) km with the in-situ diffusivity \(c\approx 3.8\times10^{-4}\) m\(^2\)/s inferred from the 2019 fluid pulse, \(\mathrm{Pe}=\omega L^2/c \approx 2.5\) (transitional-to-undrained), so the seismic-band (undrained) modulus \(\kappa_u = \rho(V_P^2-\tfrac{4}{3}V_S^2) = 4.86\) GPa is the appropriate value (not the smaller drained modulus). The bridge relation (Eq. 7), used here as a consistency check on the published \(\beta\), gives:
\[\mu' = \frac{2\mu|\beta|}{\kappa} = \frac{2 \times 0.475 \times 3160}{4.86} \approx 618\]
This large \(\mu'\) is physically consistent with high-porosity, weakly cemented marine sediments where grain-contact mechanics (Dvorkin and Nur, 1996) dominate the elastic response.
The stress rate from the isotropic term of Equation 4:
\[\dot{\sigma}_{\text{iso}} = \frac{2\mu \cdot (\delta v/v)}{\mu'} = \frac{2 \times 0.475 \times 10^9 \times 3.8 \times 10^{-4}}{618} \approx 0.58 \text{ kPa/yr}\]
Cross-checking: \(\kappa \cdot \epsilon_{kk} = 4.86 \times 10^9 \times 1.2 \times 10^{-7} = 0.58\) kPa/yr. The agreement is expected because the same borehole strain enters the calibration of \(\beta\); the useful result is that the inferred \(\mu'\) is physically plausible for weak, high-porosity marine sediment. Over 13 years: cumulative stress ≈ 7.6 kPa at ~0.2 km below the seafloor.
9.2.4 Isotropic success and the loading geometry
Crucially, the isotropic framework succeeds at Cascadia where it fails at Parkfield. The reason is geometric: subduction convergence compresses the accretionary wedge volumetrically (dilatation is compressive), so \(\delta v/v = \beta\epsilon_{kk}\) correctly predicts a positive trend. At Parkfield, strike-slip shear produces negligible dilatation with the velocity increase driven entirely by the deviatoric component. The unified framework predicts when each formulation is appropriate, based on the loading geometry and the sign of the dilatational strain.
9.2.5 Locking ratio from multi-frequency \(\delta v/v\)
At low frequencies (0.1–0.3 Hz, sensitivity ~8 km depth near the plate interface), the \(\delta v/v\) trend rates are +0.006%/yr (northern) and +0.003%/yr (central). If the effective \(\beta\) and kernels are comparable between the two segments, this 2:1 ratio is consistent with a 2:1 strain-rate or locking contrast, broadly matching full locking in northern Cascadia and ~50% locking in central Cascadia inferred from onshore geodetic inversions (Li et al., 2018). This is a promising but conditional example of the multi-frequency depth profiling envisioned in §7.3; a rigorous locking estimate would require segment-specific sensitivity kernels and nonlinear parameters.
9.2.6 Transient pore pressure from the 2019 fluid pulse
The 2019 \(\delta v/v\) decrease at central Cascadia corresponds to a transient pore pressure increase, quantified using the poroelastic term (Eq. 5): \(u^0 = 2\mu|\delta v/v|/\mu' \approx 2\)–4 kPa. This is a small perturbation (\(\sim 10^{-4}\) of the background) but seismically detectable because \(\mu' \approx 620\) amplifies the sensitivity of the soft sediments. The 34-day inter-station lag yields a horizontal fluid migration velocity of 0.58 km/day, and the frequency-dependent vertical lags give a diffusivity of \(D \approx 3.8 \times 10^{-4}\) m²/s — within the range for accretionary wedge sediments.
9.3 Kīlauea: Anisotropic Stress from Ring Fractures During Caldera Collapse
9.3.1 Published observations
Hotovec-Ellis et al. (2022) used repeating-earthquake-based coda wave interferometry during the 2018 Kīlauea caldera collapse to measure \(\delta v/v\) at stations surrounding the summit. They observed two distinct timescales: (1) short-term sawtooth cycles of ~0.5–1% \(\delta v/v\) per collapse event (~hourly), where velocity increased during each ~M5 collapse and decreased between collapses; and (2) a long-term decrease of –0.2 to –0.4%/day from 1 June to ~26 June, followed by stabilization. The collapse-induced pressure change in the sub-caldera reservoir was ~3 MPa (Segall et al., 2020), with the reservoir modeled as a prolate spheroid centered at 1.94 km depth (\(\mu = 3\) GPa, \(\nu = 0.25\); Anderson et al., 2019).
9.3.2 The isotropic framework fails — again
The critical finding is that modeled volumetric strain from reservoir pressurization predicts extension (hence velocity decrease) in most regions surrounding the reservoir — the opposite of the observed co-collapse velocity increase (Hotovec-Ellis et al., 2022, their Fig. 4a). This is the same diagnostic failure as Parkfield: the isotropic \(\delta v/v = \beta\epsilon_{kk}\) predicts the wrong sign.
However, the modeled radial strain component (Fig. 4b) does predict the correct sign. Hotovec-Ellis et al. proposed that the dominant ring fractures concentric to the caldera (Neal and Lockwood, 2003) act as the controlling microstructure: reservoir pressurization compresses these vertical ring fractures in the radial direction, closing them and increasing velocity. This is precisely the directional mechanism described by Equation 4 — the deviatoric stress projection \(\hat{\mathbf{k}} \cdot \boldsymbol{\tau}^0 \cdot \hat{\mathbf{k}}\) onto the ring-fracture normal determines the sign of \(\delta v/v\), not the volumetric trace.
9.3.3 Framework prediction
For the short-term co-collapse signal, the GNSS line-length change across the caldera (CRIM–UWEV, ~2 km baseline) shows ~20–50 mm offsets per collapse, giving a radial strain of \(\epsilon_{\text{radial}} \approx 15\)–\(25\) μstrain per event. With \(\delta v/v \approx 0.5\%\) per collapse at ~2 km distance:
\[|\beta_{\text{radial}}| = \frac{\delta v/v}{\epsilon_{\text{radial}}} = \frac{5 \times 10^{-3}}{2 \times 10^{-5}} \approx 250\text{–}330\]
This is remarkably similar to the Parkfield value (\(\beta_{\text{axial}} \approx 240\)), despite the completely different tectonic setting and rock type (fractured basalt vs. fractured granite). The convergence suggests that \(|\beta| \sim 200\)–\(400\) is characteristic of fractured crystalline rock regardless of composition, controlled primarily by crack density and aspect ratio rather than mineralogy.
From the bridge relation (using \(\kappa = 2\mu(1+\nu)/(3(1-2\nu)) = 5.0\) GPa for \(\mu = 3\) GPa, \(\nu = 0.25\)): \(\mu' = 2\mu|\beta|/\kappa = 2 \times 3 \times 300 / 5 \approx 360\), intermediate between the Parkfield granite (\(\mu' \approx 250\)) and Cascadia sediment (\(\mu' \approx 620\)).
The radial stress perturbation at ~2 km from the reservoir, estimated from Equation 4, gives \(\sigma_{\text{radial}} = 4\mu(\delta v/v)/\mu' = 4 \times 3 \times 10^9 \times 5 \times 10^{-3}/360 \approx 170\) kPa per collapse. The expected radial stress from a pressurized spheroid (\(\Delta P = 3\) MPa, \(a \approx 1\) km) at \(R = 2\) km decays as \((a/R)^3\), giving \(\sigma_{\text{radial}} \sim 3 \times 10^6 \times (0.5)^3 \approx 375\) kPa — agreement within a factor of 2, consistent with the simplified geometry.
9.3.4 The long-term: inelastic fracture creation
The long-term velocity decrease (–0.3%/day for ~26 days, total ~–8%, though Hotovec-Ellis et al. note that whether these accumulated changes combine linearly is unresolved) ceased when the peripheral ring fault completed its formation at the surface. Hotovec-Ellis et al. attribute this to inelastic fracture creation during fault growth — a mechanism outside the purely elastic acoustoelastic framework of Equation 3. Because the process is inelastic, the ratio of velocity change to strain is not an acoustoelastic \(\beta\); we report it only as an apparent \(\delta v/v\)–strain ratio that summarizes the net response. Using the GNSS shortening rate across the caldera (~40 mm/day, \(\epsilon \approx 20\) μstrain/day):
\[R_{\text{app}} = \frac{\delta v/v}{\epsilon} = \frac{0.003}{2 \times 10^{-5}} \approx 150 \quad (\text{apparent, not an elastic } \beta)\]
The apparent ratio is lower than the short-term elastic value (\(\beta_{\text{radial}} \approx 300\)), and this contrast is physically meaningful precisely because the two regimes are governed by different physics: the short term is elastic crack closure (which increases velocity), while the long term superposes inelastic fracture generation (which decreases velocity). The smaller \(R_{\text{app}}\) reflects new cracks partially offsetting the stiffening from closure of existing cracks — a signature of damage accumulation that the elastic acoustoelastic relation cannot represent and that should not be inverted for stress with Equation 4.
9.3.5 Implications for fracture geometry as a diagnostic
The Kīlauea case extends the anisotropy diagnostic from §6 to volcanic settings: the dominant fracture orientation determines which strain component controls \(\delta v/v\). At Parkfield, fault-parallel fractures respond to fault-normal contractional strain. At Kīlauea, ring fractures respond to radial strain from reservoir pressurization. At Piton de la Fournaise, where radial dike fractures dominate (Carter et al., 2007), the opposite response to pressurization is observed (Rivet et al., 2014) — consistent with radial fractures opening under radial extension. The unified framework (Eq. 4) captures all three cases through the directional projection of the deviatoric stress onto the fracture-normal direction, without requiring separate physical models for each setting.
9.4 Cross-Site Synthesis
Table 2 summarizes the key parameters and predictions across all three sites; Figure 7 visualizes the same comparison as the main synthesis result.
Table 2. Comparison of framework predictions across three tectonic settings: Parkfield (strike-slip, fractured granite), Northern Cascadia (subduction, marine sediment), and Kīlauea (volcanic caldera collapse, fractured basalt). Parameters include the effective acoustoelastic parameter \(|\beta|\), inferred shear-modulus pressure derivative \(\mu'\), stress perturbation, and the controlling strain component. The isotropic formulation \(\delta v/v = \beta\epsilon_{kk}\) succeeds only at Cascadia (volumetric compression) and fails at both Parkfield and Kīlauea (deviatoric loading with preferred fracture orientations). Note that the directional \(\beta\) values at Parkfield and Kīlauea use the bridge relation (Eq. 7) as an order-of-magnitude approximation.
Figure 7. Three-site synthesis of framework predictions. (a) Effective \(|\beta|\), (b) inferred \(\mu'\), and (c) normalized stress perturbation for Parkfield, Northern Cascadia, and Kīlauea. (d) Mechanism branch selected by loading geometry: deviatoric crack closure at Parkfield, volumetric compaction at Cascadia, and radial ring-fracture compression at Kīlauea.
| Property | Parkfield | Northern Cascadia | Kīlauea (short-term) |
|---|---|---|---|
| Tectonic setting | Strike-slip | Subduction (locked) | Volcanic caldera collapse |
| \(\delta v/v\) signal | +0.005%/yr (secular) | +0.038%/yr (secular) | +0.5% per collapse (~hourly) |
| Sensitivity depth | ~0.8 km (granite) | ~0.2 km (sediment) | ~1–2 km (basalt) |
| \(V_S\) at depth | 2.5 km/s | 0.5 km/s | ~2.5 km/s |
| \(\mu\) at depth | 15.6 GPa | 0.475 GPa | 3.0 GPa |
| \(|\beta|\) (effective) | 240 (axial) | 3160 (isotropic) | 250–330 (radial) |
| \(\mu'\) (inferred) | 251 | 618 | ~360 |
| Stress perturbation | 12 kPa/yr (deviatoric) | 0.58 kPa/yr (isotropic) | ~170 kPa per collapse |
| Isotropic framework | Fails | Succeeds | Fails |
| Dominant fracture geometry | Fault-parallel cracks | Distributed (no preferred) | Concentric ring fractures |
| Controlling strain component | Fault-normal contraction | Volumetric compression | Radial (reservoir) compression |
| Cross-check | GNSS (factor 1.4) | Borehole-calibrated consistency | Geodetic ΔP (factor ~2) |
The three-site comparison reveals a clear pattern: the isotropic formulation works only when loading is predominantly volumetric (Cascadia subduction), and fails when loading is deviatoric — whether from strike-slip shear (Parkfield) or magmatic pressurization (Kīlauea). In both deviatoric cases, the dominant fracture fabric determines which strain component controls \(\delta v/v\): fault-parallel cracks at Parkfield respond to fault-normal contraction, ring fractures at Kīlauea respond to radial compression, and radial dike fractures at Piton de la Fournaise respond to radial extension (producing the opposite \(\delta v/v\) sign). The effective \(|\beta|\) for fractured crystalline rock (granite, basalt) clusters around 200–400 regardless of composition, while unconsolidated marine sediment gives \(|\beta| \sim 3000\) — a factor of ~10 that maps directly onto the difference in compliant porosity and grain-contact mechanics (§5.2).
Comparing \(\delta v/v\) amplitudes across sites without normalizing by \(\beta\) leads to qualitatively wrong conclusions about relative stress levels. The Cascadia dv/v trend is 8× larger than Parkfield’s, yet the Parkfield stress rate is 20× larger. The Kīlauea co-collapse signal (~0.5%) is 100× the Parkfield annual trend, but the stress perturbation (~170 kPa) is only 14× larger — the remaining factor of 7 is absorbed by the similar \(\beta\) values and the very different timescales.
10. Discussion
This framework yields three transferable results (summarized in Table 2). First, the same shear-modulus pressure derivative \(\mu'(z)\) underlies the thermoelastic, hydrological, and tectonic responses, so a single material profile — not three independent sensitivities — governs \(\delta v/v\) at a site. Second, whether the scalar relation \(\delta v/v = \beta\epsilon_{kk}\) applies is set by the loading geometry and fracture fabric: it succeeds for predominantly volumetric loading (Cascadia) and fails under deviatoric loading with oriented cracks (Parkfield, Kīlauea), where the controlling strain component must be identified. Third, because \(\delta v/v\) amplitudes scale with \(\beta\), raw amplitudes cannot be compared across sites without normalizing by the material sensitivity (§9.4). We now discuss the unifying mechanism, the alternatives these results must be weighed against, monitoring implications, a practical workflow, and limitations.
10.1 The Unifying Power of Nonlinear Elasticity
All \(\delta v/v\) sources — thermoelastic, hydrological, tectonic, volcanic — operate through the same mechanism: stress-dependent modification of elastic moduli via compliant porosity and microcracks. This is not merely a conceptual unity: the three sensitivity parameters reduce to one. For shear waves the thermoelastic sensitivity equals the induced-stress pressure derivative, \(\partial(\rho v^2)/\partial\sigma_c = \mu'\) (Eq. 9b), and the acoustoelastic parameter follows from the bridge relation, \(\beta = -\mu'\kappa/(2\mu)\) (Eq. 7). A single material property — the shear-modulus pressure derivative \(\mu'(z)\) — therefore governs all forcings at a given site, so the same \(\mu'(z)\) must consistently explain the thermoelastic, hydrological, and tectonic responses. Inconsistencies diagnose either unmodeled forcings or violations of the isotropic assumption (under deviatoric loading the scalar \(\beta\) no longer suffices; §6).
These site-by-site successes should be weighed against alternative explanations rather than read as validation. The quantitative agreements in §9 — within a factor of 1.4 at Parkfield and a factor of 2 at Kīlauea — are consistency checks computed with a bridge relation that, applied to a single loading direction, is only order-of-magnitude (Eq. 7 was derived for isotropic loading; §2.5); they constrain the mechanism but do not uniquely confirm it. Competing interpretations remain viable. At Parkfield, the secular \(\delta v/v\) increase may partly reflect the long tail of post-2004 logarithmic healing rather than purely inter-seismic loading — the healing–trend trade-off is intrinsic and underdetermined without independent constraints (§7.1; Okubo et al., 2024). At Cascadia, progressive sediment consolidation or dewatering of the accretionary wedge could contribute to the trend alongside elastic strain accumulation, a mechanism the elastic framework does not separate. More generally, apparent \(\delta v/v\) from seasonal changes in the noise-source field (Zhan et al., 2013) can masquerade as a secular signal if unmitigated. Discriminating among these requires the independent geodetic, multi-frequency, and multi-component constraints emphasized throughout: the framework sharpens and quantifies the competing hypotheses but, on published data alone, does not exclude them.
10.2 The Capillary Frontier
The Shi et al. (2026) results on dynamic capillary effects represent a significant extension of the \(\delta v/v\) framework into unsaturated media. The hysteretic \(\delta v/v\) response to wetting-drying cycles — governed by the rate-dependent dynamic coefficient \(\tau(S_w)\) — is mechanistically distinct from both the Fokker et al. (2021) poroelastic framework (which assumes full saturation) and the Snieder et al. (2017) slow dynamics (which involves crack healing). This opens a “capillary window” for monitoring soil moisture, agricultural disturbance, and vadose-zone hydrology with seismic methods. Future work should integrate the Hertz-Mindlin + dynamic capillarity model of Shi et al. (2026) into the depth-integrated forward model (Eq. 1) to predict multi-frequency \(\delta v/v\) in partially saturated settings.
10.3 Implications for Monitoring Applications
For volcanic monitoring, environmental signals of ~0.05% can mask pre-eruptive signals. The framework enables forward modeling of expected environmental \(\delta v/v\), and the anisotropic formulation could in principle detect oriented magmatic stress. The Kīlauea case (§9.3) demonstrates that the dominant fracture fabric — ring fractures vs. radial dikes — determines the sign of the \(\delta v/v\) response to reservoir pressurization, a prediction testable at other caldera systems.
For tectonic monitoring, the Parkfield case shows \(\delta v/v\) detects inter-seismic loading at ~0.005%/yr. The deviatoric component is essential — dilatational strain alone cannot explain the observation (Okubo et al., 2024).
For hydrological monitoring, the depth-resolved approach (Section 7.3) can separate shallow capillary effects from deep pore-pressure changes, and the competition between loading and pore-pressure effects can in principle be resolved rather than assumed, given adequate multi-frequency coverage and independent constraints (no worked example is presented here).
10.4 Practical Workflow for Applying the Framework at a New Site
We summarize the steps a researcher would take to apply this framework:
- Characterize the site. Obtain a 1-D (or 3-D) \(V_S(z)\), \(V_P(z)\), and \(\rho(z)\) profile from ambient noise tomography, active surveys, or geotechnical databases. Estimate \(\mu(z)\) and \(\kappa(z)\) from these profiles.
- Design and score measurement windows. Define a candidate grid of frequency bands, coda-window starts and ends, and substack lengths. Rank windows using coherence, signal-to-noise ratio, uncertainty, apparent wave type, depth targeting, lapse-time stability, and source-stability metrics (§7.4). Report the candidate grid and the selected-window ensemble.
- Compute sensitivity kernels. Use the velocity profile to compute Rayleigh and Love wave phase-velocity sensitivity kernels \(K(z,f)\) at the monitoring frequencies (e.g., using the adjoint method of Tromp et al., 2005, or eigenfunction codes). Where possible, extend the kernel description to include lapse time and window duration, \(K(z;f,\tau,W)\).
- Estimate nonlinear parameters. Compute \(\mu'(z) = d\mu/dP\) from the shear-modulus–pressure profile, or use empirical values for the local lithology. The bridge relation (Eq. 7) then gives \(\beta(z)\).
- Forward model environmental \(\delta v/v\). Using local temperature records, compute the thermoelastic \(\delta v/v\) via the Berger-Richter model (Eqs. 8–9). Using precipitation and/or groundwater data, compute the hydrological \(\delta v/v\) via the Roeloffs-Fokker model (Eq. 5 gives the Rayleigh/SV and Love/SH endmembers; for component-specific or arbitrary propagation geometry use the full directional form, Eq. 4). Integrate depth-dependent \(\delta V_S/V_S(z,t)\) through the kernels (Eq. 1 or Eq. 15) to predict \(\delta v/v(f,\tau,W,t)\).
- Subtract and interpret residuals. Remove the modeled environmental contributions from the observed \(\delta v/v\) time series. Residuals may contain tectonic, volcanic, or anthropogenic signals. A robust residual should persist across the top-ranked window ensemble.
- Compare with geodesy. Overlay residual \(\delta v/v\) with GNSS-derived strain or InSAR deformation. The temporal relationship (instantaneous tracking, lag, or hysteresis) diagnoses the rheological regime (§7.2). Multi-frequency and multi-lapse residuals constrain the depth distribution and wave-type dependence of the anomalous signal (§7.3–7.4).
10.5 Limitations
The data applications in Section 9 use published \(\delta v/v\) measurements and velocity profiles rather than reprocessed waveform data; the quantitative predictions (stress rates, \(\beta\), \(\mu'\)) depend on the accuracy of the input values from Okubo et al. (2024), Kidiwela et al. (2026), Hotovec-Ellis et al. (2022), and the respective velocity models. The Parkfield GNSS cross-check has a factor-of-1.4 discrepancy that may reflect depth-transfer effects between the surface strain measurement and the 0.8 km sensitivity depth. The Cascadia borehole comparison is a calibration-based consistency check rather than an independent validation because the borehole strain is used to determine \(\beta\). The Kīlauea estimate uses a simplified spheroidal reservoir geometry; more complex geometries (including the piston and ring fault) would modify the strain field. The directional bridge relation (\(\mu'\) from \(\beta_{\text{axial}}\) or \(\beta_{\text{radial}}\)) is an order-of-magnitude approximation; Equation 7 was derived for isotropic loading.
The companion notebook figures use synthetic \(\delta v/v\) with physically realistic shapes to illustrate the framework’s forward predictions and diagnostic signatures; they are not fits to field data. Quantitative data applications in this paper rest on the three published studies (Okubo et al., 2024; Kidiwela et al., 2026; Hotovec-Ellis et al., 2022). End-to-end validation against independently reprocessed \(\delta v/v\) records — selecting several stations with public waveform data, measuring \(\delta v/v\), and applying the full forward-and-subtract workflow of §10.4 — is a clear next step and is left to future work.
Additional limitations include: the forward models are primarily 1-D, while real geology has lateral heterogeneity (§8.3). Source-side noise-field variations can produce apparent \(\delta v/v\) (Zhan et al., 2013; Okubo et al., 2024 mitigate this with multi-component analysis). The decomposition into forcings (Eq. 6) is non-unique without independent geodetic constraints. Mesoscopic nonlinearity at high strains requires constitutive models beyond the Murnaghan framework (Gassenmeier et al., 2016). The capillary model (§4.4) is presented as external evidence from Shi et al. (2026) rather than implemented in the companion notebooks. The proposed lapse-window objective (§7.4) is a design framework, not yet a universal standard; its weights should be tuned to the scientific target and validated against synthetic recovery tests and independent strain or hydrological observations.
11. Conclusions
- All major sources of \(\delta v/v\) variability operate through nonlinear elasticity. The Murnaghan (1937) framework provides the formal foundation.
- The strain formulation (\(\delta v/v = \beta \epsilon_{kk}\)) and stress formulation (\(\delta V_S/V_S = \mu' p^0 / 2\mu\)) are unified under isotropic loading by the bridge relation \(\beta = -\mu'\kappa/(2\mu)\) (Eq. 7), but diverge under deviatoric loading — a divergence that carries diagnostic information about stress orientation.
- Thermoelastic \(\delta v/v\) is controlled primarily by \(\partial(\rho v^2)/\partial\sigma_c\) (50–1000), with annual amplitudes of 0.01–0.3%.
- Hydrological loading produces competing effects whose balance depends on permeability and drainage (Fokker et al., 2021).
- Dynamic capillary effects in partially saturated media produce hysteretic \(\delta v/v\) distinct from standard poroelastic responses (Shi et al., 2026).
- Stress-induced anisotropy from microcrack closure explains why \(\delta v/v\) correlates with contractional but not dilatational strain (Okubo et al., 2024). Detecting deviatoric stress requires azimuthal binning or multi-component analysis.
- At Parkfield, the framework predicts a deviatoric stress rate of ~12 kPa/yr at ~0.8 km depth with \(\beta_{\text{axial}} \approx 240\) and \(\mu' \approx 250\), cross-checked against GNSS strain (agreement to a factor of 1.4). At Cascadia, the framework reproduces an isotropic stress rate of 0.58 kPa/yr at ~0.2 km depth with \(\mu' \approx 620\) — but here \(\beta \approx 3160\) is itself calibrated from the borehole strain, so this is an internal consistency check, not an independent validation. At Kīlauea, a co-collapse radial stress of ~170 kPa is recovered from \(\delta v/v \approx 0.5\%\) with \(\beta_{\text{radial}} \approx 300\) and \(\mu' \approx 360\), consistent with the geodetically constrained reservoir pressure change within a factor of 2. The directional \(\beta\) (and hence \(\mu'\)) at Parkfield and Kīlauea follow from the bridge relation applied to a single loading direction and are order-of-magnitude estimates (Eq. 7 was derived for isotropic loading). These results use only published measurements; end-to-end validation on independently reprocessed data is future work (§10.5). The effective \(|\beta|\) for fractured crystalline rock (granite, basalt) clusters around 200–400, while unconsolidated marine sediment gives \(|\beta| \sim 3000\).
- The loading geometry and fracture fabric jointly determine which framework applies: isotropic \(\delta v/v = \beta\epsilon_{kk}\) succeeds at Cascadia (volumetric compression, no preferred fracture orientation) but fails at both Parkfield (strike-slip shear, fault-parallel cracks) and Kīlauea (magmatic pressurization, concentric ring fractures). The dominant fracture orientation determines the controlling strain component — fault-normal contraction at Parkfield, radial compression at Kīlauea — and this directional sensitivity explains the opposite \(\delta v/v\) response to pressurization observed at Piton de la Fournaise (radial dike fractures).
- Multi-frequency \(\delta v/v\) combined with GNSS/InSAR has the potential to enable depth-resolved 3-D stress/strain imaging, provided sensitivity kernels, regularization, and independent material constraints are available. At Cascadia, the 2:1 ratio of low-frequency \(\delta v/v\) trends between northern and central segments is consistent with the locking contrast inferred from onshore geodesy under comparable-kernel and comparable-\(\beta\) assumptions.
- Coda-window choice is a physical part of the measurement, not a neutral processing detail. The observable should be reported as \(\delta v/v(f,\tau,W,T_{\mathrm{stack}},t)\), and window selection should be based on explicit metrics for coherence, uncertainty, wave type, depth targeting, lapse-time stability, temporal resolution, and source stability. This is the first target for the
codameterimplementation because it directly addresses reproducibility; the full hierarchical uncertainty quantification of dv/v with respect to these processing choices is developed in a companion methods paper. - Rheological diagnostics from \(\delta v/v\)–strain crossplots and tidal modulation distinguish elastic, viscoelastic, and slow-dynamics behavior. At Parkfield, a dual-population model (elastic tectonic + slow-dynamics healing) is required.
- Linear acoustoelasticity is valid for strains below ~10\(^{-5}\); the nonlinear parameters (\(\beta\), \(\mu'\)) are controlled by rock microstructure and decrease with confining pressure, spanning \(|\beta| \sim 240\) (fractured granite) to \(|\beta| \sim 3160\) (marine sediment).
Statement of AI Use
The sole author of this work is M. A. Denolle, who is responsible for all scientific content, claims, and conclusions. AI tools (Claude, Anthropic) were used as a research and writing assistant under the author’s direction — for literature synthesis, numerical implementation, figure generation, and drafting — analogous to the use of conventional computational and editorial tools. The author conceived the study, provided the scientific direction and problem framing, selected the knowledge base, contributed the key insight to integrate partially saturated media with dynamic capillary effects, and verified, edited, and takes responsibility for the final text and all results. All scientific claims are grounded in published, peer-reviewed literature, with numerical inputs traced to their sources in docs/site_analyses/provenance_tables.md. Full documentation of the prompts, AI reasoning, and model information is provided in docs/ai_documentation/, consistent with AGU’s policy that AI tools are not eligible for authorship.
Acknowledgments
M.A.D. acknowledges support from the Packard Foundation and the Murdock Charitable Trust. The project knowledge base includes papers by Okubo et al. (2024), Clements and Denolle (2023), Ermert et al. (2023), Richter et al. (2014), Fokker et al. (2021), Tromp and Trampert (2018), Murnaghan (1937), Shi et al. (2026), and Verdon (2008). Additional literature and metadata checks were performed with disclosed AI-assisted search tools and verified against cited sources where used.
Data Availability
The companion Jupyter notebooks and figure-generation code are maintained in this repository and will be archived on Zenodo before publication; the archive DOI is pending. The notebooks use standard Python scientific libraries (NumPy, SciPy, Matplotlib).
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